AI Governance Engineer
GitHub

OECD AI Principle 1.5(b)–(c): traceability and systematic risk management

Traceability of datasets, processes and decisions, and systematic risk management at each phase of the lifecycle

By Reviewed

From clause to evidenceThe chain from OECD AI Principles principle 1.5(b)–(c) to its evidence record, in 6 steps; the text alternative lists them and the facts under the figure state each in full.Clause: OECD AI Principles (Recommendation on AI, OECD/LEGAL/0449), principle 1.5(b)–(c)ClauseOECD AIPrinciplesprinciple 1.5–Duty holder: AI actors (a commitment of adhering governments)Duty holderAI actorsApplies from: no date (Voluntary)Applies fromNo dateVoluntaryArtefact: Evidence store keyed to registry ids; risk register as code; supplier recordsArtefactEvidence storekeyed…Layers: Layer 01 Govern-as-Code and Layer 05 Assurance & Continuous ComplianceLayersLayer 01Layer 05Evidence record: the common evidence record (Evidence record v1)Evidence recordEvidence recordv1Same topic elsewhere: no crosswalk topic files this clause yetAs of 2026-09-24 · illustrative, not a claim of conformity From clause to evidenceThe chain from OECD AI Principles principle 1.5(b)–(c) to its evidence record, in 6 steps; the text alternative lists them and the facts under the figure state each in full.Clause: OECD AI Principles (Recommendation on AI, OECD/LEGAL/0449), principle 1.5(b)–(c)ClauseOECD AI Principles · principle 1.5–Duty holder: AI actors (a commitment of adhering governments)Duty holderAI actorsApplies from: no date (Voluntary)Applies fromNo date · VoluntaryArtefact: Evidence store keyed to registry ids; risk register as code; supplier recordsArtefactEvidence store keyed…Layers: Layer 01 Govern-as-Code and Layer 05 Assurance & Continuous ComplianceLayersLayer 01Layer 05Evidence record: the common evidence record (Evidence record v1)Evidence recordEvidence record v1Same topic elsewhere: no crosswalk topicfiles this clause yetAs of 2026-09-24illustrative, not a claim of conformity
From clause to evidence Build the artefact, then file every output it produces as a record that names AIGE-OBL-OECD-P1-5. Drawn from chapter 08.
Text alternative
  • Clause: OECD AI Principles, principle 1.5–.
  • Duty holder: AI actors.
  • Applies from: No date, Voluntary.
  • Artefact: Evidence store keyed….
  • Layers: Layer 01, Layer 05.
  • Evidence record: Evidence record v1.
  • Record schema: Evidence record.
  • No crosswalk topic files this clause yet.
Id
AIGE-OBL-OECD-P1-5
Instrument
OECD AI Principles (Recommendation on AI, OECD/LEGAL/0449) framework
Clause
principle 1.5(b)–(c)
In scope
AI actors (a commitment of adhering governments)
Applies from
No date Voluntary · Non-binding; revised 2024-05-03

The artefact that evidences it

Evidence store keyed to registry ids; risk register as code; supplier records.

Patterns that build it

No pattern in the catalogue names this clause on its "Maps to" line yet; the artefact above is the engineering answer.

Source

Chapter 08, section Treaty and international soft law, checked against its sources on the review date above.

Machine-readable

Cite this obligation

García Aibar, J. (2026). OECD AI Principle 1.5(b)–(c): traceability and systematic risk management (AIGE-OBL-OECD-P1-5). In AI Governance Engineering: The Thesis & Body of Knowledge (v0.5.0). https://doi.org/10.5281/zenodo.22956197. https://aigovernanceengineer.com/obligations/aige-obl-oecd-p1-5. CC BY 4.0

BibTeX

@misc{aige2026obligation,
  author       = {Jorge García Aibar},
  title        = {{OECD AI Principle 1.5(b)–(c): traceability and systematic risk management (AIGE-OBL-OECD-P1-5)}},
  howpublished = {In AI Governance Engineering: The Thesis \& Body of Knowledge},
  year         = {2026},
  version      = {0.5.0},
  doi          = {10.5281/zenodo.22956197},
  url          = {https://aigovernanceengineer.com/obligations/aige-obl-oecd-p1-5},
  note         = {Version 0.5.0}
}